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222 Emily Dr, Winterville, NC 28590 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-03-18 |
| VA | RA | APPROVED | 2009-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Journeys Group, Inc. (152275) | Ayden | NC | 11/2009 | Present |
| Alphastar Capital Management, Llc | Cornelius | NC | 06/2017 | 12/2018 |
Sell life, di, LTC and annuities through The Journeys Group; managing partner since 2010. Managing partner of Aquatic Holdings LLC since 06/2016....real estate holding firm. Aquatic Campus, LLC; Is the business investment related: No ; Location of the business: 214 A Beacon Dr Winterville NC 28590 United States; Description of the business: Aquatic facility for swimming and scuba; Position Title: Managing Partner; Responsibilities Duties: Monitoring the books; Start date with business: 2016-08-15; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0. Pate Investment Holding, LLC; Is the business investment related: No; Location of the business: 296 Foxcroft Ln Winterville NC 28590 United States; Description of the business: owns the title to the lots that our new offices are being built on will own the new office; Position Title: Managing Partner; Responsibilities Duties: oversee books; Start date with business: 2021-01-14; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0. CCGJ, LLC; Is the business investment related: No; Location of the business: 556 Third St Ayden NC 28513 USA; Description of the business: Real estate holding firm that owns current office; once our new offices are complete, this location will be sold and CCGJ dissolved. Position Title: Partner. Responsibilities Duties: none; Start date with business: 2005-05-13; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Will an IRS form for income earned be received: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-04 |
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