Ann Valerie Wong-Kruse

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Previous Registrations

• 1998-03-27 → 2003-07-01
  Prudential Equity Group, Llc
  San Francisco, CA

Other Businesses

CO-TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; EL CERRITO, CA; START DATE 3/30/2016; 1 HR PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; CASTRO VALLEY, CA; START DATE 8/69/2021; 1 HR PER MONTH; 1 HR DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-29
• S63 Uniform Securities Agent State Law Examination
  1985-10-29

Other Names

• Ann V Wong
• Ann Valerie Wong