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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-18
TX RA APPROVED 2024-09-18
  • OH RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED
    Since 2024-09-18

Branch Locations

Plain City, OH • United States

5930 Wilcox Place, Suite H, Dublin, OH 43016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Scottsdale AZ 06/2014 09/2024
Saints And Sinners Golf League Dublin OH 05/2004 Present
Step Up Wealth Management, Llc Dublin OH 03/2015 Present
Gilmore Enterprises, Inc Dba Ga Financial Resources Plain City OH 03/1996 Present
Cambridge Investment Research, Inc. Faifield IA 09/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2024 Present
  • 06/2014 → 09/2024
    United Planners' Financial Services
    Scottsdale, AZ
  • 05/2004 → Present
    Saints And Sinners Golf League
    Dublin, OH
  • 03/2015 → Present
    Step Up Wealth Management, Llc
    Dublin, OH
  • 03/1996 → Present
    Gilmore Enterprises, Inc Dba Ga Financial Resources
    Plain City, OH
  • 09/2024 → Present
    Cambridge Investment Research, Inc.
    Faifield, IA
  • 09/2024 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) SAINTS AND SINNERS GOLF LEAGUE, 9600 Ward Rd, Plain City OH 43064, 02/01/2004, Director, Administrative, NIR, 5 HR/MO, 0 HR/MO TRADING. 2) STEP UP WEALTH MANAGEMENT, LLC, 5930 Wilcox Pl Ste H, Dublin OH 43016, 06/01/2014, Owner, Using a Trade Name/DBA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 3) GILMORE ENTERPRISES, INC, 9600 Ward Rd, Plain City, OH 43064, United States, 06/01/2014, President, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO - 5 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 09/18/2024 5) STEP UP WEALTH MANAGEMENT, LLC, 5930 Wilcox Pl Ste H, Dublin OH 43016, 06/2014, Owner, DBA Name, NIR, 0 HR/MO, 0 HR/MO TRADING 6) YOUNGEVITY/GILMORE ENTERPRISES, INC, 9600 Ward Rd, Plain City OH 43064, 03/2026, Coach, Consulting/Coaching, NIR, 1 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-01
S63 Uniform Securities Agent State Law Examination 1988-12-27
  • S65 Uniform Investment Adviser Law Examination
    1999-03-01
  • S63 Uniform Securities Agent State Law Examination
    1988-12-27
Designations

View on SEC IAPD

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