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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-09 |
| NY | RA | APPROVED | 2021-06-17 |
| NJ | RA | APPROVED | 2020-06-15 |
Branch Locations
395 N. Service Road Suite 411, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Melville | NY | 01/2010 | 11/2017 |
| Janney Montgomery Scott, Llc | Melville | NY | 11/2017 | Present |
1. BMT LLC; Residential Real Estate at 508, 707, 709 Once Ocean Paradise Island dr. Bahamas & 36 Lafayette Drive Amityville, NY; Start date: 12/04/2017; Rental income from 508 is $66,000/year and rental income from 36 Lafayette is $24,000/year; 2hr/month; Account #[REDACTED]; 2 of the properties are rentals (Lafayette and 508 One Ocean dr.); Investment-related 2, NuHealth Foundation, East Meadow, NY. Board Member (11/2019) - Fund Raising. Not investment related, not compensated, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-13 |
| S65 | Uniform Investment Adviser Law Examination | 2004-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-02 |
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