Paul William Botte

Employer firm

Petix & Botte Financial CRD 170020

$412M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → Present
  Lpl Financial, Llc
  La Mesa, CA
• 08/1997 → Present
  Tax & Financial Services Co., Inc.
  La Mesa, CA
• 05/2014 → Present
  Petix & Botte Co.
  La Mesa, CA

Previous Registrations

• 2014-05-05 → 2023-12-31
  Petix & Botte Financial
  La Mesa, CA

Other Businesses

1. 11/16/1999 * NO BUSINESS NAME * Tax Prep/Accounting/CPA * INV REL * AT REPORTED BUSINESS LOCATION(S) * TAX AND FINANCIAL SERVICES CO., INC. * TIME SPENT 0% 2. 4/15/2001 - NON-VARIABLE INSURANCE - 2% OF TIME SPENT - LA MESA, CA. 3. 6/4/2007 - REAL ESTATE RENTAL - L & P FAMILY PARTNERSHIP - FAMILY BUSINESS THAT OWN RENTAL PROPERTIES. 4. 11/11/2009 - Petix & Botte Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 1/30/2013: OTHER-AUTHOR / AUTHOR OF BOOK TITLED "INSTANT RETIREMENT." / TIME SPENT 2%. 6. 02/11/2013 - REAL ESTATE RENTAL - OWNED BY MY TRUST - ONE CONDO IN SAN DIEGO. - TIME SPENT 1% - SAN DIEGO, CA 7. 06/17/2014 - REGISTERED INVESTMENT ADVISOR - (HYBRID) PETIX & BOTTE COMPANY - TIME SPENT 75% - LA MESA, CA 8. 06/24/2015: BOTTE RENTAL - INV REL - NABAL LA MESA CA - REAL ESTATE RENTAL - START:06/20/15 - 5 HOURS PER MONTH NONE DURING TREADING - CO-OWNER 9. 02/10/2016 - Paul W Botte, Inc - INV REL - 7777 Alvarado rd 320 la mesa ca 91942 - Business Entity For Tax/Investment Purposes Only - START 10/02/2003 - for tax purposes only 10. 02/11/2016 - petix & Botte company - INV REL - 7777 Alvarado rd 320 la mesa ca 91942 - Registered Investment Advisor DBA - START 05/01/2014 - 80 HOURS PER MONTH, 6 DURING TRADING 11. 02/12/2016 * Petix & Botte Tax and business service * Tax Prep/Accounting/CPA * inv rel * at reported business location(s) * start 11/16/1999 * 1 hr/mo during secs trdg hrs. 12. 12/7/2020 - No Business Name - Investment Related - La Mesa CA - Real Estate Rental - Started 08/14/2014 - 1 Hour Per Month During Securities Trading 13. 07/24/2023 - BOTTE EQUIPMENT INC - Not Investment Related - Home Based - Other - Family Business - Secretary - Start Date 06/23/2023 - 2 Hours Per Month/ 0 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-14

Designations

• Certified Financial Planner