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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-15
NY RA APPROVED 2021-06-16
TX RA APPROVED 2014-08-12
  • FL RA
    APPROVED
    Since 2021-12-15
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2014-08-12

Branch Locations

Jupiter, FL • United States

Two Jericho Plaza, Jericho, NY 11753 • United States

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Jericho NY 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Jericho, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*710568- Rental Property; Investment related: Yes; jupiter, Florida; Real Estate; I am owner of condomineum (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 0; owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-05-31
S63 Uniform Securities Agent State Law Examination 1984-10-11
  • S65 Uniform Investment Adviser Law Examination
    1991-05-31
  • S63 Uniform Securities Agent State Law Examination
    1984-10-11

View on SEC IAPD

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