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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-15 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2014-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Jericho | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*710568- Rental Property; Investment related: Yes; jupiter, Florida; Real Estate; I am owner of condomineum (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 0; owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-11 |
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