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Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-08
NC RA APPROVED 2023-04-24
SC RA APPROVED 2023-04-13
  • PA RA
    APPROVED
    Since 2024-04-08
  • NC RA
    APPROVED
    Since 2023-04-24
  • SC RA
    APPROVED
    Since 2023-04-13

Branch Locations

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

900 Hendersonville Road Suite 201-A, Ashville, NC 28803 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Asset Protection Network Asheville NC 02/1994 Present
Invest Financial Corp. Tampa FL 10/2008 03/2018
Lpl Financial Llc Asheville NC 02/2018 03/2018
Investacorp Inc Miami FL 04/2018 07/2019
Investacorp Advisory Services Miami FL 04/2018 07/2019
Aegis Capital Corp. New York NY 04/2021 04/2023
Innovation Partners Llc Charlotte NC 04/2023 Present
Ip Financial Advisory Services Llc Charlotte NC 04/2023 Present
  • 02/1994 → Present
    Asset Protection Network
    Asheville, NC
  • 10/2008 → 03/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → 03/2018
    Asheville, NC
  • 04/2018 → 07/2019
    Investacorp Inc
    Miami, FL
  • 04/2018 → 07/2019
    Investacorp Advisory Services
    Miami, FL
  • 04/2021 → 04/2023
    New York, NY
  • 04/2023 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 04/2023 → Present
    Charlotte, NC
Previous Registrations
  • 2021-04-26 → 2023-04-19
    New York, NY
    New York, NY
    Biltmore Lake, NC
  • 2018-04-12 → 2019-08-09
    Investacorp Advisory Services Inc
    Miami, FL
  • 2018-02-14 → 2018-04-10
    Asheville, NC
  • 2014-04-22 → 2018-02-20
    Invest Financial Corporation
    Windcrest, TX
    Melbourne, FL
    Asheville, NC
    Appleton, WI
    Appleton, WI
Other Businesses

1) Asset Protection Network, Inc., 900 Hendersonville Rd. Ste 201A, Asheville, NC 28803; https://assetprotectionnetwork.net/. Founder and Co-Owner. Investment Related; Insurance Agency offering health, life and property insurance; Vice President; Start Date: December 1993; 5hrs per week devoted to business, during securities trading hours.___ 2) Biltmore Lake External Relations Committee. 01/2019. Volunteer Chair. Biltmore Lake, NC. www.biltmorelakehoa.com. Less than 1hr per week.___ 3) Advisor Moves, LLC,900 Hendersonville Rd. Ste 201A, Asheville, NC 28803; Not Investment Related: Independent financial advisor recruiting firm; President; Start Date: October 2020; 40-80 hours per month devoted to business during securities trading hours.___ 4) Alzheimers Association - NC, 4600 Park Rd. Ste 250 Charlotte, NC; Not Investment Related; Association established to raise awareness of Alzheimers; Board Member; Start Date: July 2021; 3 hours per month devoted to business; 2 days annually during securities trading hours.___

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-21
S63 Uniform Securities Agent State Law Examination 1995-02-15
  • S65 Uniform Investment Adviser Law Examination
    2014-04-21
  • S63 Uniform Securities Agent State Law Examination
    1995-02-15
Other Names
  • David Hensley

View on SEC IAPD

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