Anthony Sangrigoli

Wells Fargo Clearing Services, LLC

Philadelphia, PA

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-04-18

PA RA
APPROVED

Since 2023-04-18

Branch Locations

100 N 18Th St 22Nd Fl Two Logan Square, Philadelphia, PA 19103 • United States

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

Sewell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Philadelphia	PA	10/2014	06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	11/2020	04/2023
Unemployed	Sewell	NJ	06/2019	10/2020
Wells Fargo Clearing Services, Llc	Philadelphia	PA	04/2023	Present

10/2014 → 06/2019

Morgan Stanley Smith Barney

Philadelphia, PA
11/2020 → 04/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
06/2019 → 10/2020

Unemployed

Sewell, NJ
04/2023 → Present

Wells Fargo Clearing Services, Llc

Philadelphia, PA

Previous Registrations

2022-12-14 → 2023-04-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Pennington, NJ

Pennington, NJ
2013-04-25 → 2019-06-04

Morgan Stanley

Berwyn, PA

Philadelphia, PA

West Conshohocken, PA

Philadelphia, PA
2012-10-25 → 2013-04-09

New England Securities

Newtown Square, PA
2005-10-18 → 2011-05-10

Janney Montgomery Scott Llc

Philadelphia, PA

Philadelphia, PA
2005-09-15 → 2005-10-27

Lpl Financial Llc

Marlton, NJ
2004-01-06 → 2005-03-15

Td Wealth Management Services Inc.

Mount Laurel, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-29
S63	Uniform Securities Agent State Law Examination	1984-10-23

S66 Uniform Combined State Law Examination

1999-12-29
S63 Uniform Securities Agent State Law Examination

1984-10-23

Other Names

Anthony Michael Sangrigoli

View on SEC IAPD

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BIOPHY CAPITAL MANAGEMENT LLC

VERITABLE FINANCIALS LLC

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

Other Investors

JASON DOUGLAS PRIDE

SEAN EDWARD HERON

MICHAEL CRAVENS CROW

Adam Mark Conish

Eric Jason Richman

Christopher J Nixon

Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA

CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA

GLOBAL ADVISERS, LLC · PHILADELPHIA, PA

BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA

VERITABLE FINANCIALS LLC · PHILADELPHIA, PA

CHARLES SCHWAB & CO., INC. · Philadelphia, PA

MORGAN STANLEY · Philadelphia, PA

J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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