Jeffrey Alan Katz

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Spc
  Ann Arbor, MI
• 08/2014 → Present
  Parkland Securities
  Ann Arbor, MI

Previous Registrations

• 2011-05-20 → 2011-06-10
  Securian Financial Services, Inc.
  Warwick, RI
  Marlborough, MA
  Warwick, RI
  Brookline, MA
  St Paul, MN
  Warwick, RI
  Needham, MA
• 2004-10-22 → 2008-05-27
  1717 Capital Management Company
  Newton, MA
  Newton, MA

Other Businesses

I AM A LICENSED LIFE INSURANCE AGENT AND I SELL LIFE INSURANCE, DISABILITY INCOME, LONG TERM CARE AND FIXED ANNUITIES - 30 HOURS PER WEEK DBA - Katz Financial Services, Hopedale, MA, Offer financial services through Parkland Securities LLC and SPC. Start date: 6/3/2011. Approx. 120 hrs/mo. INV REL: Y One of the Founders of MAXIMUM Impact Networking Group of the Tri-County Regional Chamber of Commerce, Milford, MA. I am involved in the vetting of the members. Start date: 10/23/25, approx. 2 hrs/mo, none during mkt hrs. INV REL: N

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-15
• S63 Uniform Securities Agent State Law Examination
  1987-07-07

Designations

• Chartered Financial Consultant