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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2005-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger | Littleton | CO | 01/2005 | Present |
1. 01/14/2005 - CPA/BOOKKEEPER/TAX PREPARER - INTEGRATED STRATEGIES, INC. - S-CORP FOR TAX. 2. 6/8/2006 - REAL ESTATE RENTAL - RENTAL OF SINGLE FAMILY HOME 5491 E. WARREN AVE #225 DENVER, CO 80202 FOR SECTION 8 LOW INCOME HOUSING. - TIME SPENT 5% - DENVER, CO. 3. 12/3/2012 - NON-VARIABLE INSURANCE DBA - INTEGRATED STRATEGIES, INC. - INTEGRATED STRATEGIES - CENTENNIAL, CO
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-09 |
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