Douglas Scott Morey

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1989 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 06/1989 → 07/2020
  Investacorp Advisory Services
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Edina, MN
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Edina, MN
• 06/2024 → 03/2026
  Osaic Wealth, Inc.
  Fort Myers Beach, FL
• 04/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2026 → Present
  Cetera Investment Advisors
  Schaumburg, IL
• 05/1988 → Present
  Mti Financial Advisors
  Edina, MN

Previous Registrations

• 2024-06-14 → 2026-04-29
  Osaic Wealth, Inc.
  Burnsville, MN
  Fort Myers Beach, FL
• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Edina, MN
  Fort Myers Beach, FL
• 2006-03-02 → 2020-07-17
  Investacorp Advisory Services Inc
  Edina, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/1988 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: MTI FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/1988 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: WACONIA, MN NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 07/2005 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: RENT OUT PROPERTY

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-07
• S63 Uniform Securities Agent State Law Examination
  1984-09-25