Dale Rubin

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Capital Analysts
  Cincinnati, OH
• 06/2012 → Present
  Lincoln Investment
  Cleveland, OH
• 05/2006 → Present
  Beacon Financial Partners
  Beachwood, OH
• 05/2015 → Present
  Beacon Financial Advisory Llc
  Beachwood, OH

Previous Registrations

• 2010-04-26 → 2012-06-01
  Cincinnati Analysts, Inc.
  Cleveland, OH
  Cincinnati, OH
• 2007-01-03 → 2010-05-21
  Sanders Morris Llc
  Beachwood, OH
  Beachwood, OH
• 2000-01-01 → 2007-01-04
  Osaic Fa, Inc.
  Cleveland, OH
  Orange Village, OH

Other Businesses

SALE OF FIXED ANNUITIES AND LIFE INSURANCE POSITION: Agent NATURE: fixed annuity and life ins. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2013 ADDRESS: 25825 science park dr., #110, Beachwood OH 44124, United States DESCRIPTION: sales LIFE SETTLEMENTS POSITION: broker NATURE: life settlements INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2014 ADDRESS: 25825 science park dr., suite 110, Beachwood OH 44118, United States DESCRIPTION: broker on life settlements BEACON FINANCIAL ADVISORY LLC POSITION: IAR NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/15/2015 ADDRESS: 25825 Science Park DR., Suite 110, Beachwood OH 44118, United States DESCRIPTION: investment management BEACON FINANCIAL PARTNERS LLC POSITION: agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/08/2006 ADDRESS: 25825 Science park DR., Ste 110, Beachwood OH 44122, United States DESCRIPTION: life insurance sales

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-12-06