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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2009 | Present |
| Diversified Investment Services, Inc. | Anaheim Hills | CA | 02/2009 | 10/2022 |
1. Attorney, Thomas J. Conway ESQ.; Provides Legal Services, as of 8/01/2021; Less than 1% of time spent during business; Conducted at branch location; Not investment related. 2. Co-owner and Manager, Conway Sky Slide, LLC; holding private investments; as of 01/01/2026; 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-30 |
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