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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2015-10-21 |
| NJ | RA | APPROVED | 2010-03-05 |
Branch Locations
1200 Harbor Blvd, Weehawken, NJ 07086 • United States
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NY | 11/2009 | Present |
1) BOARD OF TRUSTEES FAIRFIELD UNIVERSITY AND NATIVITY MISSION SCHOOL 2)EASTER SEALS / 233 S. WACKER DRIVE, SUITE 2400 CHICAGO,IL 60606 / OTHER/ OTHER NON PROFIT / EDUCATION, OUTREACH AND ADVOCACY FOR THE DISABLED / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION /MEMBER OF AN ADVISORY COMMITTEE / START DATE 11/07/2012. 3) Northwell Hospital Cancer Advisory Council / United States / 200 Marcus Avenue, New Hyde Park, NY 11042 / Hospital / Health Care & Pharmaceuticals / Northwell Hospital is a conglomerate of hospitals and has started a "cancer institute". The institute brings together top-rated cancer specialists, state-of-the-art technology, leading-edge clinical trials and a full range of support programs so you can receive the coordinated care you need, right in your community. / Advisor or advisory group member if advice given may influence an officer/board / I will be Chair of the Northwell Hospital Cancer Institute Advisory Council / Start Date 3/2/2020 4)Dixon Center for Military and Veterans Services part of the FedCap Group/Investment Related : No/Address:c/o The Fed Cap Group, 633 3rd Avenue, 6th FloorNew York/Nature of Business:e work with organizations from all sectors of society - public, private, social, and civic. We provide and coordinate technical assistance/ training, resource sharing, and strong leadership for our partners, who, with our ongoing support share our noble purpose: to make the lives of our veterans and their families better./Position:Advisor or advisory group member if advice given may influence an officer/board/Duties: Member of an Advisory Committee/Start Date: 11/7/2012.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-29 |
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