Best Investors Account Sign in
Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2015-10-21
NJ RA APPROVED 2010-03-05
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2015-10-21
  • NJ RA
    APPROVED
    Since 2010-03-05

Branch Locations

1200 Harbor Blvd, Weehawken, NJ 07086 • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NY 11/2009 Present
Other Businesses

1) BOARD OF TRUSTEES FAIRFIELD UNIVERSITY AND NATIVITY MISSION SCHOOL 2)EASTER SEALS / 233 S. WACKER DRIVE, SUITE 2400 CHICAGO,IL 60606 / OTHER/ OTHER NON PROFIT / EDUCATION, OUTREACH AND ADVOCACY FOR THE DISABLED / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION /MEMBER OF AN ADVISORY COMMITTEE / START DATE 11/07/2012. 3) Northwell Hospital Cancer Advisory Council / United States / 200 Marcus Avenue, New Hyde Park, NY 11042 / Hospital / Health Care & Pharmaceuticals / Northwell Hospital is a conglomerate of hospitals and has started a "cancer institute". The institute brings together top-rated cancer specialists, state-of-the-art technology, leading-edge clinical trials and a full range of support programs so you can receive the coordinated care you need, right in your community. / Advisor or advisory group member if advice given may influence an officer/board / I will be Chair of the Northwell Hospital Cancer Institute Advisory Council / Start Date 3/2/2020 4)Dixon Center for Military and Veterans Services part of the FedCap Group/Investment Related : No/Address:c/o The Fed Cap Group, 633 3rd Avenue, 6th FloorNew York/Nature of Business:e work with organizations from all sectors of society - public, private, social, and civic. We provide and coordinate technical assistance/ training, resource sharing, and strong leadership for our partners, who, with our ongoing support share our noble purpose: to make the lives of our veterans and their families better./Position:Advisor or advisory group member if advice given may influence an officer/board/Duties: Member of an Advisory Committee/Start Date: 11/7/2012.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-29
  • S63 Uniform Securities Agent State Law Examination
    1999-01-29
Other Names
  • Brian P Hull

View on SEC IAPD

More in Weehawken, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor