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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| NC | RA | APPROVED | 2019-08-30 |
Branch Locations
4521 Sharon Rd Ste 300, Charlotte, NC 28211 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 08/2019 |
| Ameriprise Financial Services, Inc | Charlotte | NC | 08/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Board of Directors; THe Fletcher School; Board Member; 8500 Sardis Road, , Charlotte, NC, 28277; Not Investment-Related; 11/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-16 |
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