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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-13 |
| TX | RA | APPROVED | 2022-05-13 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Florham Park | NJ | 08/2011 | 05/2022 |
| Morgan Stanley Smith Barney Llc | Florham Park | NJ | 05/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2022 | Present |
(4) *513728- Trust; Investment related-Yes; westfield, New Jersey; 11/2012; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements:Investment Decisions/Advice (5) *531644- Trust ; Investment related-Yes; las vegas, Nevada; 11/2022; During business hours: 0; After business hours: 10 *531648- Trust; Investment related-Yes; Las vegas, Nevada; 11/2022; During business hours: 0; After business hours: 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-10 |
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