James Richard Reim

Current Employers

Employment History

• 05/2009 → 04/2018
  The Investment Center, Inc.
  Millcreek Township, PA
• 05/2009 → 04/2018
  Ic Advisory Services, Inc.
  Millcreek Township, PA
• 04/2018 → Present
  Regal Investment Advisors
  Erie, PA
• 04/2018 → Present
  Regulus, Llc
  Erie, PA

Previous Registrations

• 2009-05-11 → 2018-04-17
  Ic Advisory Services, Inc.
  Millcreek Township, PA
  Bedminster, NJ
• 2007-04-02 → 2009-04-14
  Morgan Stanley & Co. Llc
  Erie, PA
• 2005-11-10 → 2007-04-02
  Morgan Stanley Dw Inc.
  Erie, PA
  Erie, PA

Other Businesses

1.METHODIST TOWERS BOARD OF DIRECTORS. INDEPENDANT LIVING SENIOR CENTER. VOLUNTEER / TREASURER. NON- PROFIT. DEVOTE 4 HRS. A MONTH.ESTAB. 1999. PLAN TO CONTINUE BOTH.I DEAL WITH MANY SENORS AND THIS IS ONE WAY TO GIVE BACK TO THE COMMUNITY.2. THE INVESTMENT CENTER OF ERIE. DBA. SOLE PROPRIETOR. SENIOR FINANCIAL ADVISOR. FINANCIAL INTEREST $50,000. COMPENSATION IS FROM COMMISSIONS AND FEES. ESTABLISHED CONNECTION 05/2009.3. LOESEL-SCHAAF INS. AGENCY.LTC INS SALES. AGENT. USE THIS AGENCY TO BUY LTC INS. FOR MY CLIENTS IF INTERESTED. DEVOTE 1 TO 20% PER MONTH. ESTABLISHED 12/10. 5. GBU FINANCIAL LIFE. GREATER BENEFICIAL UNION OF PITTSBURGH. INDEPENDENT INSURANCE AGENCY. AGENT. FRATERNAL BENEFITS, LIFE INSURANCE, ANNUITIES. A FRATERNAL BENEFITS SOCIETY. BUSINESS DONE THROUGH EXECUTIVE BROKERAGE SERVICE. DBA ALREADY APPROVED. DEVOTE 1 TO 20 % PER MONTH.EARN 1 TO 20 % ANNUALLY. ESTABLISHED CONNECTION 06/27/2011.6. GENWORTH FINANCIAL, LONG TERM CARE PROVIDER. AGENT. DEVOTE 1 TO 20% PER MONTH.EARN 1 TO 21% INCOME FROM COMMISSIONS. ESTABLISHED 2012. 7. INDEPENDENT FIXED INSURANCE BUSINESS.AGENT. SELL LIFE INSURANCE & FIXED ANNUITIES. DECVOTE 1 TO 20% PER MONTH.EARN 1 TO 20% INCOME FROM COMMISSIONS. ESTABLISHED 09/2009. 8. MUTUAL OF OMAHA. AGENT. LONG TERM CARE INSURANCE PROVIDER.DEVOTE 1 TO 20% PER MONTH.EARN 1 TO 20% ANNUAL INCOME FROM COMMISSIONS.ESTABLISHED 2012. 9.FIRST UNITED METHODIST CHURCH BOARD OF TRUSTEES. DEVOTE 1 TO 20% PER MONTH. 10.AFEA- AMERICAN FINANCIAL EDUCATION ALLIANCE- A NON- PROFIT 501 (C) 3.INSTRUCTIONAL , FINANCIAL COACH. CONDUCT FREE PUBLIC EDUCATIONAL SEMINARS AT LOCAL LIBRARIES AND UNIVERSITIES. DEVOTE 1 TO 20% PER MONTH.OWN 1 TO 20%. ESTABLISHED 01/2015.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-26
• S63 Uniform Securities Agent State Law Examination
  1984-10-05

Designations

Other Names

• Jim Reim