Douglas De Wayne Peterson

Current Employers

Employment History

• 05/2015 → Present
  Professional Financial Advisors, Llc
  North Platte, NE
• 01/2009 → 12/2018
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 01/2003 → Present
  Professional Financial Advisors, Llc
  North Platte, NE
• 03/2016 → Present
  Donna'S Office Services, Llc
  North Platte, NE
• 09/2017 → Present
  Priority Adult Learning Institute
  North Platte, NE

Previous Registrations

• 2010-04-16 → 2015-11-30
  Osaic Services, Inc.
  North Platte, NE
  Lincoln, NE
• 2003-02-13 → 2010-10-01
  Professional Financial Advisors, Llc
  North Platte, NE
• 1995-07-18 → 2003-06-10
  Personal Investment Management Services
  North Platte, NE

Other Businesses

1. INSURANCE,INVESTMENT RELATED,PO BOX 1070 501 SO JEFFERS NORTH PLATTE, NE 69103, OWNER, 12/1984, 10 HRS/MO, 0 DURING TRADING, SELL LIFE INSURANCE TERM INSURANCE UNIVERISAL LIFE, FIXED ANNUITY THROUGH PACIFIC LIFE, ALLIANZ, & PROTECTIVE LIFE. LINCOLN BENEFIT LIFE, MIDLAND NATIONAL LIFE, LIBERTY BANKERS LIFE, MUTUAL OF OMAHA LONG TERM AND GENWORTH LONG TERM CARE, AMERICAN GENERAL AND BLUE CROSS BLUE SHIELD. 2. OWNS A BUILDING AND HAVE 4 BUSINESS THAT RENT FROM ME. 3. PROFESSIONAL FINANCIAL ADVISORS POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/21/2015 ADDRESS: 501 So Jeffers, POB 1070, North Platte NE 69101 DESCRIPTION: Reviewing accounts with clients, Research of Mutual Funds and ETF's. Doing Financial Plans for individuals. Monitor accounts that other IAR have with the firm. Review to see that clients are contacted at least 1 times per year. review our disaster plan. Be ware of activityconcerning PFA 4.DONNA'S OFFICE SERVICES POSITION: Secretary NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/03/2016 ADDRESS: 501 So. Jeffers St, North Platte NE 69101 DESCRIPTION: Secretary of LLC, The LLC provides consulting services for railroad retirees 5. 09/2017 - Priority Adult Learning Institute, Yes, 501 S Jeffers St., North Platte, NE 69101; instruct Adult Education classes through local colleges within the Midwestern region; Educator; 5 hours ; Zero; provide/teach quality information concerning the current/future financial environment.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-21
• S63 Uniform Securities Agent State Law Examination
  1984-10-04

Designations

Other Names

• Doug Peterson