John Thomas Piper

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Houston, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Houston, TX

Previous Registrations

• 1998-11-20 → 2003-07-01
  Prudential Equity Group, Llc
  Houston, TX

Other Businesses

BRAZORIA CITY MUD#13; NOT INV. RELATED; BRAZORIA CITY, TX; LAND DEVELOPMENT; PRESIDENT-BOARD OF DIRECTORS; START DATE 1987; O HRS PER MONTH. CITY OF SOUTHSIDE PLACE PLANNING AND ZONING COMMISSION, NOT INVESTMENT RELATED; HOUSTON, TX; BOARD MEMBER; START DATE 1/1999; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTENDING MEETINGS, REVIEWING REQUESTS FOR EXEMPTIONS FROM THE REGULATIONS AND REVIWING AND APPROVING OR REJECTING ANY NEW DEVELOPMENT. WATERSEDGE COMMUNITY CHURCH, INV RELATED, HOUSTON, TX, TREASURER AND ELDER, START 7/19/2013, 20 HOURS PER MONTH, 1 HOUR DURING TRADING. EXECUTOR OF MOTHER'S ESTATE; INV. RELATED; HOUSTON, TX; START DATE6/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. MVP FRONTIER PROPERTIES, LLC, INVT RELATED, RAPID CITY, SD, 20% OWNERSHIP, START DATE 6/19/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER OF LLC FOR RENTAL PROPERTY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-04
• S63 Uniform Securities Agent State Law Examination
  1984-09-19