Gerald Raphael Dufault

Current Employers

Employment History

• 02/2009 → 07/2018
  Lpl Financial Llc
  Shrewsbury, MA
• 09/2014 → Present
  The Patriot Financial Group, Llc
  Shrewsbury, MA
• 07/2009 → 07/2018
  Bay State Savings Bank
  Worcester, MA
• 07/2018 → 12/2022
  Securities America Inc.
  Westborough, MA
• 04/2008 → Present
  Rollover Advisory Services
  Westborough, MA
• 12/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2024 → Present
  Rollover Advisory Services, Llc
  Worcester, MA

Previous Registrations

• 2009-02-27 → 2015-10-28
  Lpl Financial Llc
  Shrewsbury, MA
  Charlotte, NC
  Worchester, MA
  Auburn, MA
  Worcester, MA
  Shrewsbury, MA
• 2008-04-02 → 2009-03-02
  Osaic Fs, Inc.
  Shrewsbury, MA

Other Businesses

1) PATRIOT FINANCIAL GROUP; WESTBOROUGH, MA; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; SINCE 04/2008; 160 HOURS/MO 2) ROLLOVER ADVISORY SERVICES; WESTBOROUGH MA; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICES; FINANCIAL PROFESSIONAL; SINCE 04/2008; 160 HRS/MO 3) NAME OF OTHER BUSINESS: ROLLOVER ADVISORY SERVICES, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FOR TAX FILING PURPOSES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-10-05

Designations

Other Names

• Gerry Dufault