Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-21
  • MA RA
    APPROVED
    Since 2024-03-21

Branch Locations

1500 District Ave, Burlington, MA 01803 • United States

1197 East St, Dedham, MA 02026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
George Hanscom & Associates Dedham MA 06/1998 Present
Investors Capital Corporation Lynnfield MA 10/2014 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Gjh Processing Dedham MA 01/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/1998 → Present
    George Hanscom & Associates
    Dedham, MA
  • 10/2014 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2000 → Present
    Gjh Processing
    Dedham, MA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-10-20 → 2016-10-03
    Investors Capital Corp.
    Dedham, MA
    Lynnfield, MA
    Burlington, MA
    Lynnfield, MA
  • 2009-01-05 → 2014-10-31
    Osaic Fa, Inc.
    Dedham, MA
    Waltham, MA
    Glastonbury, CT
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2016; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE. 2. NAME OF OTHER BUSINESS: DBA GEORGE HANSCOM & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION & CONSULTING; START DATE: 06/1998; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: 38 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FIRM WORKS WITH INDIVIDUALS/SMALL BUSINESSES - PROVIDE TAX AND CONSULTING SERVICE. 3. NAME OF OTHER BUSINESS: DBA GJH PROCESSING; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: E-FILE TAX RETURNS; START DATE: 01/2000; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR OBTAINING/MAINTAINING ELECTRONIC FILLING ID NUMBER FOR TAX RETURNS; 4. NAME OF OTHER BUSINESS: PROSPERITY FINANCIAL PLANNING; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-22
S63 Uniform Securities Agent State Law Examination 2007-05-30
  • S65 Uniform Investment Adviser Law Examination
    2008-12-22
  • S63 Uniform Securities Agent State Law Examination
    2007-05-30

View on SEC IAPD

More in Burlington, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor