Andrew Yorisato Wasa

Current Employers

Employment History

• 03/1994 → Present
  Focus Investment Advisors
  Encinitas, CA
• 01/2004 → 06/2017
  Ikaika
  Encinitas, CA
• 09/2011 → Present
  Lpl Financial Llc
  Encinitas, CA

Previous Registrations

• 1994-06-03 → 2011-12-31
  Focus Investment Advisors, Inc
  Encinitas, CA
• 2010-03-02 → 2011-10-04
  Girard Securities, Inc.
  Encinitas, CA
  San Diego, CA
  Encinitas, CA
• 2005-10-31 → 2006-02-17
  Osaic Services, Inc.
  Encinitas, CA
• 1997-12-16 → 2005-10-31
  Sentra Securities Corporation
  Encinitas, CA

Other Businesses

1. 08/27/2013 - Focus Investment Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 03/07/2016 - Focus Investment Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 50% 3. 03/12/2018 - Focus Investment Advisors, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 03/01/1994 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Focus Investment Advisors, Inc, an independent investment advisor firm. I started this business activity in 03/1994. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 04/13/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 03/30/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-09-06
• S63 Uniform Securities Agent State Law Examination
  1985-05-23