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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-05-21 |
| NY | RA | APPROVED | 2023-12-01 |
| TX | RA | APPROVED_RES | 2023-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Snowden Lane Partners | New York | NY | 01/2013 | 03/2019 |
| Raymond James & Associates, Inc | Lloyd Harbor | NY | 03/2019 | 11/2023 |
| Wells Fargo Clearing Services, Llc ( | New York | NY | 11/2022 | Present |
FINRA, INVT RELATED, NEW YORK, NY, ARBITRATOR, START DATE 12/1/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, RULE ON ARBITRATION PROCEEDINGS. INCORPORATED VILLAGE OF HARBOR, HARBOR MASTER & HARBOR CONTROL COMMISSION; NOT INV. RELATED; LLOYD HARBOR, NY; START DATE 12/1/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS TO DISCUSS ISSUES AND GENERAL CONTROL OF THE WATERS SURROUNDING LLOYD HARBOR AND LLOY NECK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-04 |
| S65 | Uniform Investment Adviser Law Examination | 1995-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-02 |
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