Edward Andrew Harkins

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Hunter Financial Advisors, Inc.
  Tarrytown, NY
• 12/2014 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 12/2014 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Naples, FL
• 10/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-12-01 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
  Ridgefield, CT
  Naples, FL
  Naples, FL
• 2005-07-21 → 2014-12-02
  National Planning Corporation
  Tarrytown, NY
  Tarrytown, NY
  Ridgefield, CT
  Danbury, CT

Other Businesses

1) HUNTER FINANCIAL ADVISORS, INC.; ADVISOR; DBA; START DATE: 11/14/2014; 160 HOURS PER MONTH. 2) INSURANCE; INDEPENDENT CONTRACTOR; INSURANCE; START DATE: 11/14/2014; 8 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-14
• S63 Uniform Securities Agent State Law Examination
  1991-09-10