Penelope Shihadeh Keene

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 09/2021
  Ubs Financial Service Inc
  Birmingham, AL
• 09/2021 → Present
  Morgan Stanley Smith Barney Llc
  Huntsville, AL
• 11/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2008-12-01 → 2021-09-23
  Ubs Financial Services Inc.
  Huntsville, AL
• 1989-10-26 → 2008-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntsville, AL
  Huntsville, AL

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-20
• S63 Uniform Securities Agent State Law Examination
  1984-09-25

Other Names

• Pennie Keene