Thomas David Losby

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 09/2017
  The L E Smith Company
  Bryan, OH
• 01/2012 → 10/2016
  Lincoln Financial Advisors Inc
  Fort Wayne, IN
• 04/2018 → 03/2023
  R Sarnecki
  Leawood, KS
• 04/2018 → 03/2023
  Northwestern Mutual Investment Services Llc
  Leawood, KS
• 09/2017 → 04/2018
  Unemployed
  Bryan, OH
• 06/2023 → Present
  Lpl Financial Llc
  San Diego, CA
• 03/2023 → 06/2023
  Unemployed
  Weatherby Lk, MO

Previous Registrations

• 2008-05-07 → 2010-12-31
  Nrp Advisors, Inc.
  Fort Wayne, IN
• 2007-01-03 → 2008-05-09
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Bryan, OH
• 2006-01-10 → 2007-01-03
  Ffp Advisory Services Inc
  Bryan, OH
  Chesterfield, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-09
• S63 Uniform Securities Agent State Law Examination
  1984-10-02

Other Names

• Tom Losby
• Tom Losby
• Tom Losby