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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-09-09 |
| TX | RA | APPROVED | 2019-09-06 |
Branch Locations
818 Us Highway A1A N Stes 200 & 206, Ponte Vedra Beach, FL 32082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Jacksonville | FL | 12/2008 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Ponte Vedra Beach | FL | 09/2019 | Present |
PLANE TO SEA MARINE LLC, NOT INV RELATED, PONTE VEDRA BEACH, FL, 100% OWNERSHIP, START 5/31/2022, 1 HR/MONTH, 0 HRS DURING TRADING, LLC TO HOLD YACHT. ANNISON LLC, NOT INV RELATED, PONTE VEDRA BEACH, FL, 100% OWNERSHIP, START 5/31/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, TO HOLD YACHT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-02 |
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