Best Investors Account Sign in

Deborah Ann West

Robert W. Baird & Co. Incorporated

De Forest, WI

Madison West, WI

CRD 1301298

Claim This Profile
Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2005-05-23
  • WI RA
    APPROVED
    Since 2005-05-23

Branch Locations

De Forest, WI • United States

8000 Excelsior Dr Ste 302, Madison West, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Madison WI 07/1984 Present
  • 07/1984 → Present
    Robert W. Baird & Co.
    Madison, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-05-20
  • S63 Uniform Securities Agent State Law Examination
    2005-05-20
Other Names
  • Deborah Ann West
  • Deborah Ann Harris
  • Deborah Ann Harris

View on SEC IAPD

More in De Forest, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor