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Rodney Clay Randle

Cetera Investment Advisers LLC

Pensacola, FL

CRD 1300986

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-02
FL RA APPROVED 2016-05-22
  • TX RA
    APPROVED_RES
    Since 2022-06-02
  • FL RA
    APPROVED
    Since 2016-05-22

Branch Locations

1289 Airport Blvd, Pensacola, FL 32504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pen Air Credit Union Pensacola FL 08/2009 Present
Cetera Investment Services St. Cloud MN 08/2009 Present
Cetera Investment Advisors Llc Saint Cloud MN 01/2014 Present
  • 08/2009 → Present
    Pen Air Credit Union
    Pensacola, FL
  • 08/2009 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisors Llc
    Saint Cloud, MN
Previous Registrations
Other Businesses

1.)BOARD MEMBER OF OVERSIGHT BOARD FOR PENSACOLA POLICE OFFICERS RETIREMENT FUND. OVERSEES INVESTMENT ACTIVITIESON BEHALF OF THE PENSION PLAN. NO COMPENSATION, NO SECURITIES ACTIVITIES, BUT A MEMBER OF THE BOARD IS A SECURITIES CLIENT OF RODNEY. 2.)SECRETARY OF FLORIDA SIGMA CHAPTER OF SIGMA ALPHA EPSILON HOUSING CORPORATION. REP OS ADVISOR FOR THE BROKERAGE ACCOUNT MAINTAINED BY THE CORPORATION. CORPORATION OWNS A BUILDING THAT IS USED FOR HOUSING AND OTHER ACTIVITIES OF A CHAPTER OF SIGMA ALPHA EPSILON FRATERNITY. REP RECEIVES COMMISSIONS FOR ACCOUNT, BUT NO OTHER COMPENSATION. NO SECURITIES ACTIVITIES, BUT A MEMBER OF THE BOARD IS A SECURITIES CLIENT OF RODNEY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
S63 Uniform Securities Agent State Law Examination 1984-10-17
  • S66 Uniform Combined State Law Examination
    2005-09-20
  • S63 Uniform Securities Agent State Law Examination
    1984-10-17

View on SEC IAPD

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