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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-02 |
| FL | RA | APPROVED | 2016-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pen Air Credit Union | Pensacola | FL | 08/2009 | Present |
| Cetera Investment Services | St. Cloud | MN | 08/2009 | Present |
| Cetera Investment Advisors Llc | Saint Cloud | MN | 01/2014 | Present |
1.)BOARD MEMBER OF OVERSIGHT BOARD FOR PENSACOLA POLICE OFFICERS RETIREMENT FUND. OVERSEES INVESTMENT ACTIVITIESON BEHALF OF THE PENSION PLAN. NO COMPENSATION, NO SECURITIES ACTIVITIES, BUT A MEMBER OF THE BOARD IS A SECURITIES CLIENT OF RODNEY. 2.)SECRETARY OF FLORIDA SIGMA CHAPTER OF SIGMA ALPHA EPSILON HOUSING CORPORATION. REP OS ADVISOR FOR THE BROKERAGE ACCOUNT MAINTAINED BY THE CORPORATION. CORPORATION OWNS A BUILDING THAT IS USED FOR HOUSING AND OTHER ACTIVITIES OF A CHAPTER OF SIGMA ALPHA EPSILON FRATERNITY. REP RECEIVES COMMISSIONS FOR ACCOUNT, BUT NO OTHER COMPENSATION. NO SECURITIES ACTIVITIES, BUT A MEMBER OF THE BOARD IS A SECURITIES CLIENT OF RODNEY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-17 |
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