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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-11-12 |
Branch Locations
2990 Bethesda Place Suite #606B, Winston-Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc | San Diego | CA | 09/2000 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 11/2015 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Winston-Salem | NC | 09/2022 | Present |
1.)FINRA; ARBITRATOR/EXPERT WITNESS 2.)INSTRUCTOR AT FORSYTH TECHNICAL COMMUNITY COLLEGE; EDUCATION/TEACHING. 3.)WITTENBERG, PRIDDY, BLANKENSHIP; INSURANCE (FIXED/LIFE/HEALTH/P&C) 4.)WITTENBERG, PRIDDY, BLANKENSHIP; DBA. 5.)BOOK - ARE YOU READY? SUBTITLE "PROTECTING AND PREPARING YOUR FAMILY FOR ESTATE ISSUES BEFORE AND AFTER DEATH". AUTHOR; AUTHOR,SPEAKER,ENTERTAINER/MEDIA CONTRIBUTOR; START DATE 07/01/2019; 4 HOURS PER MONTH;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-04 |
| S65 | Uniform Investment Adviser Law Examination | 1994-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-20 |
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