H. Peter Petrosky

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Oppenheimer & Co. Inc.
  Boca Raton, FL

Previous Registrations

• 2009-06-01 → 2013-02-07
  Morgan Stanley
  Palm Beach, FL
  North Palm Beach, FL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Palm Beach, FL
• 2006-08-14 → 2007-04-02
  Morgan Stanley Dw Inc.
  Palm Beach, FL
  Delray Beach, FL
• 1993-04-13 → 2006-08-21
  Citigroup Global Markets Inc.
  Manalapan, FL
  Manalapan, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-10-28
• S63 Uniform Securities Agent State Law Examination
  1984-09-18

Designations

• Certified Financial Planner

Other Names

• H Peter Petrosky
• Hans Peter Petrosky
• Hans Peter Petrosky
• H. Peter Petrosky