Robert Leland Kailes

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-29
TX	RA	APPROVED	2023-06-29

CA RA
APPROVED

Since 2023-06-29
TX RA
APPROVED

Since 2023-06-29

Branch Locations

25500 Hawthorne Blvd #1140, Torrance, CA 90505 • United States

Playa Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Network Advisory Corp.	Torrance	CA	01/1990	08/2018
Cetera Wealth Services, Llc	E L Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/1990 → 08/2018

Financial Network Advisory Corp.

Torrance, CA
01/2013 → Present

Cetera Wealth Services, Llc

E L Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. SALE OF FIXED INSURANCE, (LIFE, ANNUITIES); 2.NAME OF OTHER BUSINESS: 6201 OFW HOA INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: HOA START DATE: 1/2018 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: MEMBER BRIEF DESCRIPTION OF DUTIES: MAKE DECISIONS WITH OTHER HOA MEMBERS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-05-30

S63 Uniform Securities Agent State Law Examination

1989-05-30

Designations

Certified Financial Planner

View on SEC IAPD