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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-22 |
| NY | RA | APPROVED | 2023-02-21 |
Branch Locations
3300 Monroe Ave Suite 213, Rochester, NY 14618 • United States
Bonita Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Rochester | NY | 05/2004 | 02/2023 |
| Thomas R. Metzler, Clu, Chfc | Rochester | NY | 05/2004 | 02/2023 |
| Lpl Financial Llc | Bonita Springs | FL | 02/2023 | Present |
1) 01/30/2023 - Act in a Fiduciary Capacity - Mutual Funds, Brokerage Account - ROCHESTER NY 14624 - Investment related - Start date: 6/1/2014. 2) 11/14/2025 - Rochester Wealth Solutions, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-09-21 |
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