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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-05-20 |
| CA | RA | APPROVED | 2023-09-01 |
| CO | RA | APPROVED | 2023-09-01 |
| MO | RA | APPROVED | 2023-09-01 |
| NE | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
| WY | RA | APPROVED | 2023-09-01 |
Branch Locations
11516 Nicholas Street Suite 300, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 01/2017 |
| Sagepoint Financial, Inc | Omaha | NE | 01/2017 | 09/2023 |
| Osaic Wealth, Inc. | Omaha | NE | 09/2023 | Present |
1) NIELSEN FINANCIAL SERVICES LLC POSITION: Owner NATURE: Established a LLC for tax purposes. The entity will not be held out to the public. It is for taxes and expenses only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/18/2021 ADDRESS: 11516 Nicholas St., Ste 300, Omaha NE 68154, United States DESCRIPTION: Record expenses and document for tax purposes 2) HNS FINANCIAL LLC POSITION: Partner NATURE: HNS Financial LLC formed with Brian Sattem and David Hunke for purpose of leasing office space beginning 03-01-2025 to be the registered branch location. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/10/2024 ADDRESS: 11514 Nichols St, Suite 300, Omaha NE 68154, United States DESCRIPTION: Partner of LLC created for business purposes between David Hunke, Brian Sattem and myself called HNS Financial. We will use the LLC for business purposes to lease office space and business expenses. 3) MICHELLE R. NIELSEN POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/15/1989 ADDRESS: 11516 Nicholas St., Ste 300, Omaha NE 68154, United States DESCRIPTION: To provide sales and services to clients and prospectus as prescribed by my insurance license.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-16 |
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