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7134 S.YAle Ave Ste 700, Tulsa, OK 74136 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-10-10 |
| FL | RA | APPROVED | 2024-09-17 |
| CO | RA | APPROVED | 2024-07-25 |
| AR | RA | APPROVED | 2024-07-03 |
| TX | RA | APPROVED_RES | 2024-06-10 |
| OK | RA | APPROVED | 2023-12-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regent Financial Services | Tulsa | OK | 10/2015 | Present |
| Drawbridge Capital | Tulsa | OK | 10/2015 | Present |
01/05/04 - DBA - REGENT FINANCIAL SERVICES, INC. 02/11/04 - INVOLVED AS SECRETARY OF THE BOARD W/ SOUTHERN HILLS BAPTIST CHURCH (DISCONTINUED 03/08/05). 06/29/04 - RIA - REGENT FINANCIAL SERVICES, INC. (DISCONTINUED 12/31/11).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-06-06 |
| S65 | Uniform Investment Adviser Law Examination | 2021-04-02 |
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