Wendell Breneman Stewart

Current Employers

Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-12-19

NH RA
APPROVED

Since 2024-12-19

Branch Locations

Windham, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Executive Financial Services,Inc.	Windham	NH	01/1988	Present

01/1988 → Present

Executive Financial Services,Inc.

Windham, NH

Previous Registrations

1992-01-01 → 2025-03-14

Executive Financial Services, Inc.

Windham, NH
1999-01-21 → 2002-10-28

Investacorp Advisory Services Inc

Windham, NH

Other Businesses

CURRENTLY ENGAGE IN LIMITED INSURANCE SALES AS A SOLE PROPRIETOR. ALL ACTVITIES ARE CONDUCTED ON THE PREMISES OF EXECUTIVE FINANCIAL SERVICES, INC. AT THE ADDRESS ON RECORD. ALL SALES ARE RELATED TO FINANCIAL PLANNING SERVICES CONDUCTED THROUGH THE RIA.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-12-28

S63 Uniform Securities Agent State Law Examination

1984-12-28

Other Names

Wendell Breneman Stewart

View on SEC IAPD