Michael Christopher Wali

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 07/2021
  Lighthouse Wealth Management
  New Market, MD
• 06/2014 → 10/2019
  First Allied Securities, Inc.
  San Diego, CA
• 07/2021 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 07/2021 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN

Previous Registrations

• 2009-01-20 → 2021-07-23
  Lighthouse Wealth Management
  New Market, MD
• 2009-01-15 → 2012-10-09
  Sii Investments, Inc.
  New Market, MD
• 2004-01-01 → 2009-01-21
  Voya Financial Advisors, Inc.
  Mt Airy, MD
• 2004-01-12 → 2004-01-01
  Locust Street Securities, Inc.
  Mt Airy, MD
• 2001-05-25 → 2003-04-23
  Msi Financial Services, Inc.
  Linthicum, MD

Other Businesses

Wealth Enhancement Group DBA

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-12-04
• S63 Uniform Securities Agent State Law Examination
  1985-05-22

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Nasimul Ahmand Wali
• Mike Wali
• Nasimul Ahmad Wali
• Nasimull Ahmad Wali
• Michael Christopher Wali