Inactive

Michael Christopher Wali

Wealth Enhancement Advisory Services, LLC

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Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-07-01

MD RA
APPROVED

Since 2021-07-01

Branch Locations

164 W Main St Suite F, New Market, MD 21774 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lighthouse Wealth Management	New Market	MD	01/2009	07/2021
First Allied Securities, Inc.	San Diego	CA	06/2014	10/2019
Wealth Enhancement Group	Plymouth	MN	07/2021	Present
Wealth Enhancement Advisory Services	Plymouth	MN	07/2021	Present

01/2009 → 07/2021

Lighthouse Wealth Management

New Market, MD
06/2014 → 10/2019

First Allied Securities, Inc.

San Diego, CA
07/2021 → Present

Wealth Enhancement Group

Plymouth, MN
07/2021 → Present

Wealth Enhancement Advisory Services

Plymouth, MN

Previous Registrations

2009-01-20 → 2021-07-23

Lighthouse Wealth Management

New Market, MD
2009-01-15 → 2012-10-09

Sii Investments, Inc.

New Market, MD
2004-01-01 → 2009-01-21

Voya Financial Advisors, Inc.

Mt Airy, MD
2004-01-12 → 2004-01-01

Locust Street Securities, Inc.

Mt Airy, MD
2001-05-25 → 2003-04-23

Msi Financial Services, Inc.

Linthicum, MD

Other Businesses

Wealth Enhancement Group DBA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-12-04
S63	Uniform Securities Agent State Law Examination	1985-05-22

S65 Uniform Investment Adviser Law Examination

1991-12-04
S63 Uniform Securities Agent State Law Examination

1985-05-22

Designations

Other Names

Nasimul Ahmand Wali
Mike Wali
Nasimul Ahmad Wali
Nasimull Ahmad Wali
Michael Christopher Wali

View on SEC IAPD

Other Firms

RED SKY CAPITAL MANAGEMENT

J.P. MORGAN SECURITIES LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

LPL FINANCIAL LLC

MONOCACY WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

Other Investors

BRANDON RICHARD CRABB

Jonathan Colin Montgomery Winkert

CHRISTIE C CRAWFORD

Nirman Vijayamohan

MATTHEW AARON JOHNSON

Other Offices

RED SKY CAPITAL MANAGEMENT · NEW MARKET, MD

J.P. MORGAN SECURITIES LLC · Ijamsville, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · Monrovia, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD

LPL FINANCIAL LLC · FREDERICK, MD

MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD

OSAIC WEALTH, INC. · FREDERICK, MD

EDWARD JONES · FREDERICK, MD

More in New Market, MD

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