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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-06-17 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
Dana Point, CA • United States
28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Laguna Niguel | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
9. *484583 : XM PROPERTIES LLC ; Investment related : Yes ; Yorba Linda ; California ; Real Estate ; Member(proprietor, partner, officer, director, employee, trustee, agent) ; 12/2010 ; During business hours : 0 ; After business hours : 0 ; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-19 |
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