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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-25 |
| MI | RA | APPROVED | 2017-06-12 |
| TX | RA | APPROVED_RES | 2014-03-04 |
Branch Locations
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Farmington Hills | MI | 12/2010 | 10/2016 |
| Morgan Stanley | Sarasota | FL | 10/2016 | Present |
AVON NOT INVESTMENT RELATED PERSONAL SALES REPRESENTATIVE NO HOURS DEVOTED DURING SECURITIES TRADING HOURS. Color Street; Not Investment related Selling nail products; Employee; 04/2017; 0,10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-29 |
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