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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-21
  • NY RA
    APPROVED
    Since 2021-05-21

Branch Locations

10 Esquire Rd Suite 1, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott M. Aber Cpa Pc New City NY 02/1998 Present
Cetera Financial Specialists Llc Schaumburg IL 07/2001 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2001 Present
Good To Be Ea Llc New City NY 01/2011 Present
  • 02/1998 → Present
    Scott M. Aber Cpa Pc
    New City, NY
  • 07/2001 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2001 → Present
    Schaumburg, IL
  • 01/2011 → Present
    Good To Be Ea Llc
    New City, NY
Other Businesses

1. NAME OF OTHER BUSINESS: BOOKKEEPING CHEF INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ONLINE BOOKKEEPING START DATE: 5/2016, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: PRESIDENT & CPA, BRIEF DESCRIPTION OF DUTIES: MANAGE ACCOUNTS. 2) NAME OF OTHER BUSINESS: SCOTT M. ABER CPA PC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING AND TAX; START DATE: 1/2011; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX SERVICES; 3) NAME OF OTHER BUSINESS: GOOD TO BE EA LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL REAL ESTATE; START DATE: 1/2011; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OFFICE CONDO RENTED TO CPA FIRM;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-09-29
  • S63 Uniform Securities Agent State Law Examination
    2001-09-29

View on SEC IAPD

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