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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-25 |
| FL | RA | APPROVED | 2021-09-07 |
| NJ | RA | APPROVED | 2021-06-01 |
Branch Locations
766 Shrewsbury Ave West Building, Suite W200, Tinton Falls, NJ 07724 • United States
2 N. Tamiami Trail Suite 804, Sarasota, FL 34236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Freehold | NJ | 06/1980 | 06/2021 |
| Bank Of America, N.A. | Freehold | NJ | 07/2011 | 06/2021 |
| Raymond James And Associates, Inc. | Manalapan | NJ | 06/2021 | Present |
| Raymond James & Associates, Inc. | Sarasota | FL | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-07 |
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