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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-30
  • MI RA
    APPROVED
    Since 2018-11-30

Branch Locations

63 Kercheval Avenue Suite 300, Grosse Pointe Farms, MI 48236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Detroit MI 02/2008 11/2018
Bank Of America, N.A. Grosse Pointe MI 05/2011 11/2018
Oppenheimer & Co. Inc Grosse Pointe Farms MI 11/2018 Present
Previous Registrations
Other Businesses

1. NAME OF BUSINESS: MARIENHOFF LLC IS BUSINESS INVESTMENT RELATED?: NO ADDRESS: 6805 S PARKER, MARINE CITY, MI 48039 NATURE OF BUSINESS: VACATION HOME - PRIVATE (FAMILY) POSITION AND TITLE/RELATIONSHIP: LLC MEMBER START DATE: 7/1/2001 APPROXIMATE # OF HOURS WORK: 0 APPROXIMATE # OF HOURS WORKED DURING SECURITY TRADING HOURS: 0 DUTIES: GENERAL HOME AND LANDSCAPING MAINTENANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-30
S63 Uniform Securities Agent State Law Examination 1984-10-08
  • S66 Uniform Combined State Law Examination
    2010-09-30
  • S63 Uniform Securities Agent State Law Examination
    1984-10-08
Other Names
  • John Howard Kay
  • Howard Kay

View on SEC IAPD

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