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David Mccormack

Pointe Capital Management LLC

Grosse Pointe Farms, MI

CRD 6574977

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Employer firm

Pointe Capital Management LLC CRD 152520

$452M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Pointe Capital Management Llc

102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-03-31
  • MI RA
    APPROVED
    Since 2026-03-31

Branch Locations

102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fbr Capital Markets & Co Arlington VA 04/2016 02/2017
Jefferies Llc New York NY 03/2017 06/2021
Jpmorgan Chase Bank Na Birmingham MI 04/2023 Present
Jpmorgan Securities Llc Birmingham MI 04/2023 Present
Goldman Sachs Chicago IL 06/2022 08/2022
University Of Michigan Ann Arbor MI 09/2021 04/2023
Unemployed Ann Arbor MI 07/2021 08/2021
  • 04/2016 → 02/2017
    Fbr Capital Markets & Co
    Arlington, VA
  • 03/2017 → 06/2021
    Jefferies Llc
    New York, NY
  • 04/2023 → Present
    Jpmorgan Chase Bank Na
    Birmingham, MI
  • 04/2023 → Present
    Jpmorgan Securities Llc
    Birmingham, MI
  • 06/2022 → 08/2022
    Goldman Sachs
    Chicago, IL
  • 09/2021 → 04/2023
    University Of Michigan
    Ann Arbor, MI
  • 07/2021 → 08/2021
    Unemployed
    Ann Arbor, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-14
S63 Uniform Securities Agent State Law Examination 2016-05-31
  • S66 Uniform Combined State Law Examination
    2023-02-14
  • S63 Uniform Securities Agent State Law Examination
    2016-05-31
Other Names
  • David Joseph Mccormack

View on SEC IAPD

Nearby Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
DWP
JANNEY MONTGOMERY SCOTT LLC

Nearby Investors

MARK WOJTAS
NOAH EDWARD ROBINSON
ANDREW CAMDEN

Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GROSSE POINTE FARMS, MI
DWP · GROSSE POINTE FARMS, MI
POINTE CAPITAL MANAGEMENT LLC · GROSSE POINTE FARMS, MI

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