Brian Joseph Campbell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-09-12
NY	RA	APPROVED	2021-07-18
TX	RA	APPROVED_RES	1998-03-17

SC RA
APPROVED

Since 2024-09-12
NY RA
APPROVED

Since 2021-07-18
TX RA
APPROVED_RES

Since 1998-03-17

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	09/1983	Present
Bank Of America, N.A.	Southampton	NY	11/2009	Present

09/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY
11/2009 → Present

Bank Of America, N.A.

Southampton, NY

Other Businesses

I*2605290, Entity Type: , Name of OBA: MLPF& S CUST FPO F R C RRA FBO F R C , Address: Lloyd Harbor, New York, 11743, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/08/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-06-20
S63	Uniform Securities Agent State Law Examination	1984-10-11

S65 Uniform Investment Adviser Law Examination

1997-06-20
S63 Uniform Securities Agent State Law Examination

1984-10-11

View on SEC IAPD