Dane Randolph Smith

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1984 → 11/2018
  Signator Investors, Inc.
  Southfield, MI
• 11/2018 → Present
  Osaic Wealth, Inc.
  Southfield, MI

Previous Registrations

• 2010-10-30 → 2018-11-02
  Signator Investors, Inc.
  Southfield, MI
  Southfield, MI

Other Businesses

1. HEARTHSIDE FINANCIAL PARTNERS FIXED-INSURANCE POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 06/18/1984 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 2. MICHIGAN FINANCIAL COMPANIES - SECURITIES POSITION: IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/18/1984 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 3. DR FINANCIAL GROUP LLC POSITION: member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/11/2005 ADDRESS: 28411 Northwestern Hwy, suite 1300, Southfield MI 48034, United States DESCRIPTION: Business banking & checking account for expenses 4. MOUNTAIN CITY ALUMNI CLUB POSITION: VP / Board Member NATURE: Alumni club. There is no corporate structure. this is not used for any securities business or marketing. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 4805 Mallards Landing Dr, Highland MI 48357, United States DESCRIPTION: In charge of meeting planning committee. does not involve and securities marketing or business. 5. HEARTHSIDE FINANCIAL PARTNERS SECURITIES POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/18/1984 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-01
• S63 Uniform Securities Agent State Law Examination
  1984-09-19

Designations

• Chartered Financial Consultant