Best Investors
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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
| TX | RA | APPROVED_RES | 1995-01-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sherman Oaks | CA | 07/1984 | Present |
| Bank Of America,Na | Encino | CA | 09/2009 | Present |
FOR-PROFIT ORGANIZATION; WRITERS GUILD OF AMERICA, WEST (WARNER BROTHERS); 7000 WEST THIRD STREET, LOS ANGELES, UNITED STATES, CALIFORNIA 90048; NOT INV RELATED; NO COMP, BUT RESIDUAL PAYMENTS; 0 HOURS ANNUALLY, 0 DURING TRADING HOURS; 6/12/1985; UNION MEMBER; RECEIVE $ PER QUARTER FROM WARNER BROS. THROUGH THE WRITERS GUILD AS WRITING RESIDUALS FOR A MOTION PICTURE FOR TELEVISION RIGHTS. I*132712 For profit or not for profit: For-Profit Organization Name of outside business organization: Paul Pepperman Investment related: N Address of business: Woodland Hills, California 91364 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 9/15/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Next year I come screenplay rights from a movie I wrote and produced (THE BEASTMASTER) comes back into my possession for North America and I anticipate getting studio offers to purchase the rights and pay for my services as an Executive Producer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-02 |
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