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100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-04-18 |
Branch Locations
100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
16508 Se 24Th Street Suite 201, Vancouver, WA 98683 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Vancouver | WA | 12/2007 | 10/2019 |
| Raymond James | Vancouver | WA | 10/2019 | 04/2023 |
| Raymond James Financial Services, Inc. | Vancouver | WA | 10/2019 | 04/2023 |
| Concurrent Advisors Dba Columbia Associates Financial Group | Vancouver | WA | 10/2019 | Present |
| The Benefits Grouip Llc | Vancouver | WA | 10/2019 | 04/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2023 | 07/2024 |
(1) Concurrent Advisors DBA Columbia Associates Financial Group. Investment Related. 16508 SE 24th St Ste 201, Vancouver, WA, 98683. Non-variable Insurance. Agent, Owner. 10/18/2019. Hrs/month 150 all during trading hours. Provide financial advice to clients. (2) Concurrent Partners 1. Investment Related. 16508 SE 24th Street, Vancouver, WA, 98683. Personal/Private Investment. 02/05/2021. Position: Partner, Hrs/month 0-1 all during trading hours. Duties: Investor (3) Fixed Insurance. Investment related. 16508 SE 24th St Ste 201, Vancouver, WA 98683. Fixed / Traditional Insurance. Agent. 04/2023. Hrs/month 4 all during trading hours. Sales of Fixed / Traditional insurance products (4) Petros Network. Not Investment Related. 6600 SW 92nd Avenue, #140, Portland, OR 97223. Board of Directors. Board Member. 07/2023. 1 Hr/Mo; 0 During Trading Hours. General Organization Oversight and Guidance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-25 |
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