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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-20
MN RA APPROVED 2025-10-17
  • FL RA
    APPROVED
    Since 2025-10-20
  • MN RA
    APPROVED
    Since 2025-10-17

Branch Locations

Maplewood, MN • United States

2586 7Th Ave E #304, North St Paul, MN 55109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/1995 10/2025
Gallagher Financial Services North St. Paul MN 11/1984 Present
Osaic Wealth Inc North St Paul MN 10/2025 Present
Previous Registrations
Other Businesses

1. INCOME TAX PREPARATION POSITION: Owner NATURE: S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1990 ADDRESS: 2586 7th ave E, Suite 304, North St Paul MN 55109, United States DESCRIPTION: We offer Tax prep for our Investment Clients. We spend alot of time from Feb 1 through April 15th on this activity. I have 4 preparers 2. HEALTH INSURANCE SALES POSITION: Owner NATURE: Mostly Medicare supplement and Medicare Advantage plans. Some individual. Also some Fixed annuities. MY FMO is IFC National Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1990 ADDRESS: 2586 7th ave E, Suite 304, North St Paul MN 55109, United States DESCRIPTION: we sell Medicare Advantage , Medicare supplements, Individual Health Ins and some fixed annuities. 3. GALLAGHER SAND LAKE POSITION: Property and Insurance point of contact NATURE: This is Family Cabin coop between my 6 brothers and 4 sisters. I am business matters address. once per year I pay $100 to an attorney to register our LLC with the sate of Wisconsin. my address is mailing address for property taxes. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 926 PALM CIRCLE, SAINT PAUL MN 55109, United States DESCRIPTION: I am business matters address. once per year I pay $100 to an attorney to register our LLC with the sate of Wisconsin. my address is mailing address for property taxes. 4.GALLAGHER FINANCIAL SERVICES INC - FIXED INSURANCE POSITION: Owner NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1990 ADDRESS: 2586 7th ave E, Suite 304, North St Paul MN 55109, United States DESCRIPTION: we sell Medicare Advantage , Medicare supplements, Individual Health Ins and some fixed annuities. 5. POLAR TAX SOLUTIONS. INC POSITION: Owner NATURE: S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/21/2022 ADDRESS: 2586 7th ave E, North St Paul MN 55109, United States DESCRIPTION: Income Tax Preparation 6. GALLAGHER FINANCIAL SERVICES INC - DBA POSITION: The purpose of this OBA is to disclose the DBA - Gallagher Financial Services Inc NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2001 ADDRESS: 2586 7th ave E, North St Paul MN 55109, United States DESCRIPTION: The purpose of this OBA is to disclose the DBA - Gallagher Financial Services Inc 7. GALLAGHER FINANCIAL SERVICES INC. - LEGAL ENTITY POSITION: Owner NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2001 ADDRESS: 2586 7th ave E, North St Paul MN 55109, United States DESCRIPTION: To Disclose my legal entity for accounting purposes. 8. 4College planning services, Gallagher Financial Services; located at North Minneapolis, MN; as of 04/28/2011; conducted at branch; not investment related. 9. GALLAGHER FINANCIAL SERVICES POSITION: Notary NATURE: I am a Notary. I do not charge for this service INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 2586 7th Ave E, Suite 304, North St Paul MN 55109, United States DESCRIPTION: I notarize documents as needed

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-08-29
  • S63 Uniform Securities Agent State Law Examination
    1984-08-29
Designations

View on SEC IAPD

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