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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2020-06-29
TX RA APPROVED_RES 2015-02-12
DC RA APPROVED 1996-01-02
MD RA APPROVED 1990-11-19
VA RA APPROVED 1987-08-27
  • WV RA
    APPROVED
    Since 2020-06-29
  • TX RA
    APPROVED_RES
    Since 2015-02-12
  • DC RA
    APPROVED
    Since 1996-01-02
  • MD RA
    APPROVED
    Since 1990-11-19
  • VA RA
    APPROVED
    Since 1987-08-27

Branch Locations

8601 Georgia Ave Ste 910, Silver Spring, MD 20910 • United States

Charles Town, WV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Silver Spring MD 12/1984 03/2020
Ameriprise Financial Services, Llc Silver Spring MD 03/2020 Present
Other Businesses

Other Business Activities; lease land for cow grazing; farmland leasing to neighbor with dairy cows; pasturing and grazing only; 3725 summit point road, , charles town, WV, 25414; Not Investment-Related; 10/06/2021; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-05
S63 Uniform Securities Agent State Law Examination 1984-11-01
  • S65 Uniform Investment Adviser Law Examination
    1995-12-05
  • S63 Uniform Securities Agent State Law Examination
    1984-11-01
Other Names
  • Joe Martin

View on SEC IAPD

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