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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-29
PA RA APPROVED 2007-01-11
  • FL RA
    APPROVED
    Since 2022-07-29
  • PA RA
    APPROVED
    Since 2007-01-11

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Lakewood Ranch, FL • United States

940 West Valley Road Suite 1200, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kades-Margolis Corp. Wayne PA 04/1990 Present
Gwn Securities Inc Palm Beach Gardens FL 02/2004 Present
  • 04/1990 → Present
    Kades-Margolis Corp.
    Wayne, PA
  • 02/2004 → Present
    Palm Beach Gardens , FL
Other Businesses

RANDY ARANOWITZ POSITION: SOLE PROPRIETOR NATURE: MARKETING AND SELLING OF INSURANCE AS LISTED ABOVE INVESTMENT RELATED: NO HOURS: 32 INVESTMENT RELATED HOURS: 32 START DATE: 01/01/1983 ADDRESS: 6611 The Masters Ave. Lakewood Ranch, FL 34202 DESCRIPTION: I AM LICENSED TO MARKET AND SELL LIFE INSURANCE, HEALTH, ACCIDENT INSURANCE, LONG TERM CARE INSURANCE, FIXED AND EQUITY INDEX ANNUITIES. SHORT TERM RENTAL OF 2 PERSONAL HOMES POSITION: Co-Owner with my Wife NATURE: Short Term Rental Real Estate of 2 existing properties. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2021 ADDRESS: 6611 The Masters Ave. Lakewood Ranch, FL 34202 DESCRIPTION: Ensuring that bills are paid and maintenance is kept up. Signing rental agreements. Receiving income from the properties which in both cases was paid in advance in full. Kades Margolis, Is Investment Related, DBA, Financial Professional, 03/16/2004,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-05
S63 Uniform Securities Agent State Law Examination 1984-09-13
  • S66 Uniform Combined State Law Examination
    2007-01-05
  • S63 Uniform Securities Agent State Law Examination
    1984-09-13
Other Names
  • Randy Evan Aranowitz

View on SEC IAPD

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